Regulatory Filing Document

RegulatoryFilingDocumentCAE

A document submitted to a regulatory authority by a reporting entity as required by applicable financial regulation.

Datasets representing this concept

1 dataset

Dataset	Role	Pure
regulatory_filing_document	primary	Pure Model ->

Pure Class

FIBO-grounded class definition for this concept: properties, multiplicities, and source-column annotations. Per-dataset Mapping and Table blocks live on each dataset's Pure Model tab.

<<Lineage.objectBacked>>
{Lineage.objectPath = 'filings/{regulator}/{entity_lei}/{filing_type}/{filing_id}', Lineage.fiboModule = 'CAE', Lineage.fiboConcept = 'RegulatoryFilingDocument', Lineage.datasetTitle = 'Regulatory Filing Documents', Lineage.mediaTypes = 'application/pdf, text/xml'}
// Regulatory submissions filed with authorities such as the SEC, ESMA, and FCA, retained for compliance archival and audit purposes.
Class fibo::cae::RegulatoryFilingDocument
{
    // Identifier: Unique identifier for the regulatory filing document.
    filingId : String[1];
    // LegalEntityIdentifier: Legal Entity Identifier of the reporting entity.
    entityLei : String[1];
    // Classification: Type of filing (e.g. 10-K, 10-Q, MiFIR, EMIR).
    filingType : String[1];
    // RegulatoryAgency: Regulatory authority to which the filing was submitted (e.g. SEC, ESMA, FCA).
    regulator : String[1];
    // DateTimeStamp: UTC timestamp when the filing was submitted.
    filedAt : DateTime[1];
    // ReportingPeriod: End date of the reporting period covered by the filing.
    periodEnd : StrictDate[0..1];
}