Causeway
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Business Glossary

FIBO-grounded terms, business concepts they name, and the datasets that physically represent them.

AllocationFBC
Allocation

Assignment of an executed quantity to a specific account, often after a block execution is split among multiple funds.

Analyst ReportSEC
AnalystReport

A document produced by an investment analyst containing a rating, price target, and qualitative assessment of a security or issuer.

Business CalendarFND
BusinessCalendar

Named calendar that defines which dates are business days for a particular venue or jurisdiction.

Calendar DateFND
CalendarDate

A specific date on the Gregorian calendar, optionally annotated with whether it is a business day or holiday in a given calendar.

Cash BalanceFBC
CashBalance

Amount of money held in a cash account on a given date, in a particular currency.

Cash DividendCAE
CashDividend

Cash payment per share distributed by a company to its shareholders.

Classification SchemeFND
ClassificationScheme

An organized system for grouping things by shared properties (e.g., GICS for industries, NAICS for economic activity).

ClassifierFND
Classifier

A specific category within a classification scheme (e.g., the GICS sector 'Financials' or industry group 'Banks').

Compliance BreachPROJECT
ComplianceBreach

An observed instance where a fund violated a mandate rule, with detection date, severity, value, and resolution status.

Corporate Action EventCAE
CorporateActionEvent

An event affecting holders of an instrument — dividend, split, merger, spinoff, rights issue.

CountryFND
Country

A nation-state or recognized political territory in which legal entities are domiciled and instruments are issued or listed.

Credit RatingMD
CreditRating

An assessment of credit quality assigned to an issuer or instrument by a rating agency.

Credit Rating ScaleMD
CreditRatingScale

An ordered set of rating categories used by a rating agency (e.g., S&P's AAA→D, Moody's Aaa→C).

CurrencyFND
Currency

A unit of monetary value issued by a sovereign or supranational authority and used to denominate transactions, holdings, and prices.

Customer Call AudioFBC
CustomerCallAudio

A recorded audio capture of a conversation between a firm representative and a client or counterparty, used for compliance and dispute resolution.

Debt InstrumentSEC
DebtInstrument

A contractual obligation in which the issuer borrows from holders and repays principal plus interest by maturity. Includes corporate bonds and sovereign bonds.

Earnings Call RecordingMD
EarningsCallRecording

A recorded audio or video capture of a quarterly earnings call in which company management presents financial results and responds to analyst questions.

Entity ClassificationBE
EntityClassification

Assignment of a legal entity to a category in a classification scheme (e.g., a bank classified under the 'Financials' GICS sector).

Equity InstrumentSEC
EquityInstrument

An ownership share in a corporation, conferring residual claims on assets and (often) voting rights.

ExposurePROJECT
Exposure

Aggregate position value of a fund along a given dimension (asset class, sector, country, currency, factor), reported as gross, net, long, and short.

F X RateMD
FXRate

Exchange rate between two currencies — how many units of the quote currency one unit of the base currency buys.

Financial AccountFBC
FinancialAccount

An account held at a custodian or broker that records cash and/or securities for a fund.

Financial InstrumentSEC
FinancialInstrument

A tradable contract or asset of monetary value, including equities, bonds, derivatives, indices, and fund units.

Floating Rate NoteSEC
FloatingRateNote

A debt instrument whose coupon resets periodically based on a reference rate (e.g., SOFR + 150 bps).

FundFBC
Fund

An investment vehicle that pools investor capital and invests it under a defined strategy. Has its own legal entity, base currency, and inception date.

Fund SubscriptionFBC
FundSubscription

An investor's contribution of capital into a fund (subscription) or withdrawal from it (redemption), recorded as units issued or cancelled at the prevailing NAV.

IdentifierFND
Identifier

A label assigned by an authority that uniquely refers to a thing (entity, instrument, account, etc.) within a given naming scheme.

IndexIND
Index

A weighted basket of instruments tracked over time to represent a market or strategy.

Index ConstituentIND
IndexConstituent

An instrument that is a component of an index, with an associated weight effective over a date range.

Instrument IdentifierSEC
InstrumentIdentifier

A code under a recognized scheme (ISIN, CUSIP, SEDOL, FIGI, ticker) that uniquely identifies a financial instrument.

Interest Rate BenchmarkIND
InterestRateBenchmark

A reference interest rate published by an administrator (e.g., SOFR, SONIA, EURIBOR, ESTR) used to price floating-rate instruments and swaps.

Investment MandateFBC
InvestmentMandate

The contractual instructions to a fund manager about what may be invested in, including allowed asset classes, benchmark, and concentration limits.

InvestorBE
Investor

A party that contributes capital to a fund expecting financial return. Includes pensions, endowments, sovereigns, insurers, family offices, fund-of-funds, and high-net-worth individuals.

Ledger TransactionFBC
LedgerTransaction

A row in the books of record posting cash to an account: trades, fees, dividends, interest, subscriptions, redemptions, FX.

Legal EntityBE
LegalEntity

An organization formed under the law that can hold assets, enter contracts, and bear obligations. Includes corporations, partnerships, governments, regulators, funds, and exchanges.

Listed DerivativeDER
ListedDerivative

A standardized derivative traded on an exchange, such as a futures contract or listed option.

ListingSEC
Listing

A relationship recording that an instrument is admitted to trading on a particular venue, with start and (optional) end dates.

Mandate RulePROJECT
MandateRule

A constraint embedded in a fund's investment mandate — concentration limits, ratings floors, leverage caps, restricted countries — to be monitored continuously.

Merger EventCAE
MergerEvent

Combination of two legal entities, typically with one acquiring the other, often involving an exchange of cash, stock, or both.

Net Asset ValueFBC
NetAssetValue

Total value of a fund's assets minus liabilities, expressed in its base currency. The basis on which subscriptions and redemptions price.

O T C DerivativeDER
OTCDerivative

A bilaterally negotiated derivative traded directly between two counterparties (e.g., interest-rate swap, credit-default swap, FX forward).

OrderFBC
Order

An instruction to buy or sell a quantity of an instrument under specified conditions, submitted to a broker or venue.

OwnershipBE
Ownership

An economic interest one legal entity holds in another, expressed as a percentage and effective over a date range.

Performance AttributionPROJECT
PerformanceAttribution

Decomposition of return into contributions from allocation, selection, currency, and other factors.

PositionFBC
Position

Holding of an instrument in an account: a quantity, cost basis, market value, and unrealized P&L as of a date.

Price QuoteMD
PriceQuote

An observed price for an instrument at a point in time, possibly with bid/ask, volume, and OHLC for the period.

Regulatory Filing DocumentCAE
RegulatoryFilingDocument

A document submitted to a regulatory authority by a reporting entity as required by applicable financial regulation.

Risk MetricPROJECT
RiskMetric

Quantitative measure of risk (Value-at-Risk, duration, delta, beta, tracking error, etc.) computed for a position, account, or fund.

RoleFND
Role

A function performed by a party in a relationship or process (e.g., issuer, broker, custodian, regulator).

SettlementFBC
Settlement

Process and record of completing a trade by exchanging cash and securities. Tracks status (settled, failed, pending).

Stock SplitCAE
StockSplit

Action that changes the number of shares outstanding by a ratio without changing aggregate value (e.g., 2-for-1 doubles shares, halves price).

TradeFBC
Trade

A booked transaction in an account: a quantity of an instrument bought or sold at a price, with associated economics and a settlement date.

Trade ExecutionFBC
TradeExecution

A fill against an order — quantity executed at a price on a particular venue, possibly via a broker.

Trading VenueFBC
TradingVenue

A platform on which financial instruments are traded — exchange, multilateral trading facility, OTC market, or systematic internalizer.

Volatility SurfaceMD
VolatilitySurface

Implied volatility of options on an underlying as a function of strike and expiry.

Yield CurveMD
YieldCurve

Set of interest rates for a single currency at different tenors, used to discount cash flows and price fixed income.